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CAPRI AND THE PATH TO THE THRONE

Toward the end of the year 30, that is to say before the dramatic downfall of Sejanus the following October, described above, Tiberius summoned the eighteen-year-old Caligula to Capri. Only now was he granted the toga virilis, the formal sign identifying him as an adult. The man’s toga suggested that the emperor was considering him as a possible successor. But what were the aging emperor’s real intentions for him? Evidence suggests that at first Caligula had a different role to play. The purpose of the young man’s presence on Capri was to make the emperor safer: In effect his status closely resembled that of a hostage.

Several events at this time indicate that in dynastic terms the prestige of Germanicus’s sons remained high or had even risen because people felt pity for them. When the Senate took action against Agrippina and Nero, a rebellious crowd had surrounded the Curia, where the senators were in session, carrying pictures of both and demanding that they be spared. And during the planning for the overthrow of Sejanus, Macro had instructions that if the action failed, he was to fetch Drusus from his dungeon and present him to the people. The idea was that if the need arose they might be able to exploit Drusus’s popularity in order to shift power back to their side. Finally, it is also reported that the mood in Rome turned against Sejanus and the prefect gave up his plans for a coup the moment that Caligula was summoned to Capri and appeared to be gaining in favor with the emperor. Taking into his household the remaining son of Germanicus, on whom no suspicion had as yet been cast, was a clever tactical move on Tiberius’s part — or on the part of his new strongman, Macro. Caligula’s popularity could help to stabilize the emperor’s own position, and bringing him to Capri would deprive others of the opportunity to make him their instrument.

A new phase of life began for Caligula, but one that was no less dangerous than before. From now on he had to live close to Tiberius, the man responsible for sending his mother into exile, imprisoning his brother Nero, and killing Drusus. The emperor’s attitude toward Caligula must have been ambivalent at best. Without doubt the people closest to the emperor were hostile toward Caligula, and most of them had played more or less leading roles in the proceedings against the other members of his family. For them the prospect of Caligula’s accession to the throne must have looked ominous. One man in this circle, Aulus Avillius Flaccus by name, is described as enjoying the confidence of both the emperor and Macro; beginning in the year 32 he would become governor of Egypt, one of the highest positions available to a knight. He and several other men envisioned an alternative solution to the succession: Tiberius had a biological grandson, Tiberius Gemellus, from the marriage of his son Drusus (II). The boy, also on Capri at the time, was only twelve years old in the year 31, but because the emperor was showing no signs of infirmity, Gemellus presented a realistic and considerably better option for the future to Flaccus and his associates. Under such circumstances Caligula’s own fate must have looked uncertain, and it is reasonable to assume that his actions were dominated by one motive — to survive. His position would remain precarious for six more years, until his actual elevation to the throne in the year 37 put a temporary halt to the threats.

At first the situation on Capri must have been overshadowed by events in Rome, where as a result of Sejanus’s downfall the trials and executions for treason were reaching a peak among the aristocracy. The death of Sejanus had no positive effects at all on Caligula’s family, however. His brother Drusus (III) starved to death in his prison on the Palatine in the year 33, reportedly after trying to eat the hay used as stuffing in his mattress. The circumstances of his death became known because Tiberius wanted to justify his treatment of Drusus to the Senate and therefore ordered the reports of the spies in Drusus’s household and of his prison guards to be read aloud. It emerged from the accounts that Augustus’s great-grandson had been beaten by slaves after begging for food and attempting to leave his cell, and that at the end, although weakened to the point of apathy, he had uttered dreadful curses against Tiberius. Agrippina died that same year, a suicide according to the official version, although people suspected that she too had been starved. How did Caligula react to the deaths of his mother and second brother and Tiberius’s responsibility for them?

Tacitus reports: Caligula’s “monstrous character was masked by a hypocritical modesty: Not a word escaped him at the sentencing of his mother or the destruction of his brothers; whatever the mood assumed for the day by Tiberius, the attitude of his grandson was the same, and his words not greatly different” (Ann. 6.20.1). Suetonius’s account is similar: “Although at Capri every kind of wile was resorted to by those who tried to lure him or force him to utter complaints, he never gave them any satisfaction, ignoring the ruin of his kindred as if nothing at all had happened, passing over his own ill treatment with an incredible pretense of indifference, and so obsequious toward his grandfather and his household that it was well said of him that no one had ever been a better slave or a worse master” (Suet. Cal. 10.2).

Here it is necessary to distinguish between factual information and moral value judgments in the accounts written after Caligula’s death. Above all it is essential to be clear about the character of these judgments. Tacitus, in no uncertain terms, condemned the fearful hypocrisy and submissiveness displayed toward the emperor by even the highest-ranking and most powerful members of the aristocracy. And we know that Caligula’s mother and brothers had been brought down by their own incautious comments about Tiberius, passed on by spies placed in their households. Yet despite this state of affairs Tacitus demands from the nineteen-year-old Caligula a forthrightness and sincerity that would have been extremely foolish and would certainly have cost him his life.

If we leave aside the double moral standard, what remains is this: In contrast to his mother, his brothers, and other members of the imperial family in the preceding years, and in spite of the emperor’s unpredictability and the open hostility of people around him, Caligula managed to maintain his position. The price he paid for this was to control his own feelings and to play a part in front of Tiberius. He possessed an advantage, however. Philo of Alexandria, who, as the leader of a Jewish delegation, met Caligula twice, described it. Although Philo mostly heaped abuse on Caligula in hate-filled tirades, in this passage, inconsistently with his usual antipathy, he reports that Caligula “was skilled in discerning a man’s secret wishes and feelings from his open countenance” (Phil. Leg. 263).

The degree of danger posed by the situation on Capri is demonstrated vividly by two episodes. One involves Julius Agrippa, a grandson of Herod the Great who had grown up in the house of Antonia Minor in Rome. In the year 36 he received permission to visit Tiberius. He was asked to accompany Gemellus, the emperor’s grandson, on his excursions, but instead began spending time with Caligula, whose favor he hoped to win. When they had become better acquainted and were out for a drive one day, Agrippa expressed the wish that Tiberius would make way for Caligula on the throne as soon as possible, since the young man was so much worthier of it. The driver of the carriage, a freedman of Agrippa’s, overheard the remark, and when he was accused of stealing some clothing a little later, he reported it to the emperor, citing Agrippa’s exact words: “I hope that the day will at length arrive when this old man will leave the scene and appoint you ruler of the world. For his grandson Tiberius would by no means stand in our way, since you would put him to death. The world would then know bliss, and I above all” (Jos. Ant. 18.187). Tiberius believed the man, and the prince, despite his purple robes, was arrested on the spot and led away in chains. For Caligula, who had not allowed himself to be drawn out even in a very private setting, the episode had no repercussions.