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enlighten readers outside the more hardcore programming scene?

The email asked that I give Tracy a call to discuss the idea further. I did just that. Tracy told me her company was launching a new electronic book line, and it wanted stories that appealed to an early-adopter audience. The e-book format was 30,000 words, about 100 pages, and she had pitched her bosses on the idea of profiling a major figure in the hacker community. Her bosses liked the idea, and in the process of searching for interesting people to profile, she had come across my BeOpen interview with Stallman. Hence her email to me.

That’s when Tracy asked me: would I be willing to expand the interview into a full-length feature profile?

My answer was instant: yes. Before accepting it, Tracy suggested I put together a story proposal she could show her superiors. Two days later, I sent her a polished proposal. A week later, Tracy sent me a follow up email. Her bosses had given it the green light.

I have to admit, getting Stallman to participate in an e-book project was an afterthought on my part. As a reporter who covered the open source beat, I knew Stallman was a stickler. I’d already received a half dozen emails at that point upbraiding me for the use of “Linux” instead of “GNU/Linux”.

Then again, I also knew Stallman was looking for ways to get his message out to the general public. Perhaps if I presented the project to him that way, he would be more receptive. If not, I could always rely upon the copious amounts of documents, interviews, and recorded online conversations Stallman had left lying around the Internet and do an unauthorized biography.

During my research, I came across an essay titled “Freedom-Or Copyright?” Written by Stallman and published in the June, 2000, edition of the MIT Technology Review, the essay blasted e-books for an assortment of software sins. Not only did readers have to use proprietary software programs to read them, Stallman lamented, but the methods used to prevent unauthorized copying were overly harsh. Instead of downloading a transferable HTML or PDF file, readers downloaded an encrypted file. In essence, purchasing an e-book meant purchasing a nontransferable key to unscramble the encrypted content. Any attempt to open a book’s content without an authorized key constituted a criminal violation of the Digital Millennium Copyright Act, the 1998 law designed to bolster copyright enforcement on the Internet. Similar penalties held for readers who converted a book’s content into an open file format, even if their only intention was to read the book on a different computer in their home. Unlike a normal book, the reader no longer held the right to lend, copy, or resell an e-book. They only had the right to read it on an authorized machine, warned Stallman:

We still have the same old freedoms in using paper books. But if e-books replace printed books, that exception will do little good. With “electronic ink”, which makes it possible to download new text onto an apparently printed piece of paper, even newspapers could become ephemeral. Imagine: no more used book stores; no more lending a book to your friend; no more borrowing one from the public library-no more “leaks” that might give someone a chance to read without paying. (And judging from the ads for Microsoft Reader, no more anonymous purchasing of books either.) This is the world publishers have in mind for us.[1]

Needless to say, the essay caused some concern. Neither Tracy nor I had discussed the software her company would use nor had we discussed the type of copyright that would govern the e-book’s usage. I mentioned the Technology Review article and asked if she could give me information on her company’s e-book policies. Tracy promised to get back to me.

Eager to get started, I decided to call Stallman anyway and mention the book idea to him. When I did, he expressed immediate interest and immediate concern. “Did you read my essay on e-books?” he asked.

When I told him, yes, I had read the essay and was waiting to hear back from the publisher, Stallman laid out two conditions: he didn’t want to lend support to an e-book licensing mechanism he fundamentally opposed, and he didn’t want to come off as lending support. “I don’t want to participate in anything that makes me look like a hypocrite”, he said.

For Stallman, the software issue was secondary to the copyright issue. He said he was willing to ignore whatever software the publisher or its third-party vendors employed just so long as the company specified within the copyright that readers were free to make and distribute verbatim copies of the e-book’s content. Stallman pointed to Stephen King’s The Plant as a possible model. In June, 2000, King announced on his official web site that he was self-publishing The Plant in serial form. According to the announcement, the book’s total cost would be $13, spread out over a series of $1 installments. As long as at least 75% of the readers paid for each chapter, King promised to continue releasing new installments. By August, the plan seemed to be working, as King had published the first two chapters with a third on the way.

“I’d be willing to accept something like that”, Stallman said. “As long as it also permitted verbatim copying”.

I forwarded the information to Tracy. Feeling confident that she and I might be able to work out an equitable arrangement, I called up Stallman and set up the first interview for the book. Stallman agreed to the interview without making a second inquiry into the status issue. Shortly after the first interview, I raced to set up a second interview (this one in Kihei), squeezing it in before Stallman headed off on a 14-day vacation to Tahiti.

It was during Stallman’s vacation that the bad news came from Tracy. Her company’s legal department didn’t want to adjust its copyright notice on the e-books. Readers who wanted to make their books transferable would either have to crack the encryption code or convert the book to an open format such as HTML. Either way, the would be breaking the law and facing criminal penalties.

With two fresh interviews under my belt, I didn’t see any way to write the book without resorting to the new material. I quickly set up a trip to New York to meet with my agent and with Tracy to see if there was a compromise solution.

When I flew to New York, I met my agent, Henning

Barring that, Henning said, we could always take the carrot-and-stick approach. The carrot would be the publicity that came with publishing an e-book that honored the hacker community’s internal ethics. The stick would be the risks associated with publishing an e-book that didn’t. Nine months before Dmitri Skylarov became an Internet cause clbre, we knew it was only a matter of time before an enterprising programmer revealed how to hack e-books. We also knew that a major publishing house releasing an encryption-protected e-book on Richard M. Stallman was the software equivalent of putting “Steal This E-Book” on the cover.

After my meeting with Henning, I put a call into Stallman. Hoping to make the carrot more enticing, I discussed a number of potential compromises. What if the publisher released the book’s content under a split license, something similar to what Sun Microsystems had done with Open Office, the free software desktop applications suite? The publisher could then release commercial versions of the e-book under a normal format, taking advantage of all the bells and whistles that went with the e-book software, while releasing the copyable version under a less aesthetically pleasing HTML format.

Stallman told me he didn’t mind the split-license idea, but he did dislike the idea of making the freely copyable version inferior to the restricted version. Besides, he said, the idea was too cumbersome. Split licenses worked in the case of Sun’s Open Office only because he had no control over the decision making. In this case, Stallman said, he did have a way to control the outcome. He could refuse to cooperate.