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I O Z •GUNS,GERMS, AND STEEL In Egypt it seems likely that the former happened: local hunter-gatherers simply added Southwest Asian domesticates and farming and herding techniques to their own diet of wild plants and animals, then gradually phased out the wild foods. That is, what arrived to launch food production in Egypt was foreign crops and animals, not foreign peoples. The same may have been true on the Atlantic coast of Europe, where local hunter-gatherers apparently adopted Southwest Asian sheep and cereals over the course of many centuries. In the Cape of South Africa the local Khoi hunter-gatherers became herders (but not farmers) by acquiring sheep and cows from farther north in Africa (and ultimately from Southwest Asia). Similarly, Native American hunter-gatherers of the U.S. Southwest gradually became farmers by acquiring Mexican crops. In these four areas the onset of food production provides little or no evidence for the domestication of local plant or animal species, but also little or no evidence for the replacement of human population. At the opposite extreme are regions in which food production certainly began with an abrupt arrival of foreign people as well as of foreign crops and animals. The reason why we can be certain is that the arrivals took place in modern times and involved literate Europeans, who described in innumerable books what happened. Those areas include California, the Pacific Northwest of North America, the Argentine pampas, Australia, and Siberia. Until recent centuries, these areas were still occupied by hunter-gatherers—Native Americans in the first three cases and Aboriginal Australians or Native Siberians in the last two. Those hunter-gatherers were killed, infected, driven out, or largely replaced by arriving European farmers and herders who brought their own crops and did not domesticate any local wild species after their arrival (except for macadamia nuts in Australia). In the Cape of South Africa the arriving Europeans found not only Khoi hunter-gatherers but also Khoi herders who already possessed only domestic animals, not crops. The result was again the start of farming dependent on crops from elsewhere, a failure to domesticate local species, and a massive modern replacement of human population. Finally, the same pattern of an abrupt start of food production dependent on domesticates from elsewhere, and an abrupt and massive population replacement, seems to have repeated itself in many areas in the prehistoric era. In the absence of written records, the evidence of those prehistoric replacements must be sought in the archaeological record or inferred from linguistic evidence. The best-attested cases are ones in which
HISTORY'SHAVES AND HAVE-NOTS • 103 there can be no (doubt about population replacement because the newly arriving food producers differed markedly in their skeletons from the hunter-gatherers whom they replaced, and because the food producers introduced not only crops and animals but also pottery. Later chapters will describe the two clearest such examples: the Austronesian expansion from South China into the Philippines and Indonesia (Chapter 17), and the Bantu expansion over subequatorial Africa (Chapter 19).
Southeastern Europe and central Europe present a similar picture of an abrupt onset of food production (dependent on Southwest Asian crops and animals) and of pottery making. This onset too probably involved replacement of old Greeks and Germans by new Greeks and Germans, just as old gave way to new in the Philippines, Indonesia, and subequatorial Africa. However, the skeletal differences between the earlier hunter-gatherers and the farmers who replaced them are less marked in Europe than in the Philippines, Indonesia, and subequatorial Africa. Hence the case for population replacement in Europe is less strong or less direct. inshort, only a few areas of the world developed food production independently, and they did so at widely differing times. From those nuclear areas, hunter-gatherers of some neighboring areas learned food production, and peoples of other neighboring areas were replaced by invading food producers from the nuclear areas—again at widely differing times. Finally, peoples of some areas ecologically suitable for food production neither evolved nor acquired agriculture in prehistoric times at all; they persisted as hunter-gatherers until the modern world finally swept upon them. The peoples of areas with a head start on food production thereby gained a head start on the path leading toward guns, germs, and steel. The result was a long series of collisions between the haves and the have-nots of history. How can we explain these geographic differences in the times and modes of onset of food production? That question, one of the most important problems of prehistory, will be the subject of the next five chapters.
CHAPTER6 To farm or not to farm
FORMERLY, ALL PEOPLE ON EARTH WERE HUNTER-GATHERers. Why did any of them adopt food production at all? Given that they must have had some reason, why did they do so around 8500 b.c. in Mediterranean habitats of the Fertile Crescent, only 3,000 years later in the climatically and structurally similar Mediterranean habitats of southwestern Europe, and never indigenously in the similar Mediterranean habitats of California, southwestern Australia, and the Cape of South Africa? Why did even people of the Fertile Crescent wait until 8500 b.c., instead of becoming food producers already around 18,500 or 28,500 b.c.? From our modern perspective, all these questions at first seem silly, because the drawbacks of being a hunter-gatherer appear so obvious. Scientists used to quote a phrase of Thomas Hobbes's in order to characterize the lifestyle of hunter-gatherers as "nasty, brutish, and short." They seemed to have to work hard, to be driven by the daily quest for food, often to be close to starvation, to lack such elementary material comforts as soft beds and adequate clothing, and to die young. In reality, only for today's affluent First World citizens, who don't actually do the work of raising food themselves, does food production (by remote agribusinesses) mean less physical work, more comfort, freedom from starvation, and a longer expected lifetime. Most peasant farmers and
TO FARM OR NOT TO FARM • 105 herders, who constitute the great majority of the world's actual food producers, aren't necessarily better off than hunter-gatherers. Time budget studies show that they may spend more rather than fewer hours per day at work than hunter-gatherers do. Archaeologists have demonstrated that the first farmers in many areas were smaller and less well nourished, suffered from more serious diseases, and died on the average at a younger age than the hunter-gatherers they replaced. If those first farmers could have foreseen the consequences of adopting food production, they might not have opted to do so. Why, unable to foresee the result, did they nevertheless make that choice? There exist many actual cases of hunter-gatherers who did see food production practiced by their neighbors, and who nevertheless refused to accept its supposed blessings and instead remained hunter-gatherers. For instance, Aboriginal hunter-gatherers of northeastern Australia traded for thousands of years with farmers of the Torres Strait Islands, between Australia and New Guinea. California Native American hunter-gatherers traded with Native American farmers in the Colorado River valley. In addition, Khoi herders west of the Fish River of South Africa traded with Bantu farmers east of the Fish River, and continued to dispense with farming themselves. Why? Still other hunter-gatherers in contact with farmers did eventually become farmers, but only after what may seem to us like an inordinately long delay. For example, the coastal peoples of northern Germany did not adopt food production until 1,300 years after peoples of the Linearband-keramik culture introduced it to inland parts of Germany only 125 miles to the south. Why did those coastal Germans wait so long, and what led them finally to change their minds? before we can answer these questions, we must dispel some misconceptions about the origins of food production and then reformulate the question. What actually happened was not a discovery of food production, nor an invention, as we might first assume. There was often not even a conscious choice between food production and hunting-gathering. Specifically, in each area of the globe the first people who adopted food production could obviously not have been making a conscious choice or consciously striving toward farming as a goal, because they had never seen farming and had no way of knowing what it would be like. Instead, as we