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As a step towards the ascendancy of Prussia over Austria and the unification of Germany under Prussian dominance, Otto von Bismarck provoked the Austro-Prussian War in June 1866, using the dispute over the administration of Schleswig-Holstein as a pretext. In this conflict, also known as the Seven Weeks’ War, Prussia was allied with Italy, and Austria with a number of German states, including Bavaria, Wurttemberg, Saxony and Hanover. Prussia easily overcame Austria and her allies. Austria was excluded from German affairs in the Treaty of Prague (23 August 1866). The war notwithstanding, Bismarck considered Austria a potential future ally and so avoided unnecessarily weakening the state, settling for the annexation of Hanover, Hesse, Nassau, Frankfurt and Schleswig-Holstein. (These moderate peace terms were to facilitate the Austro-German alliance of 1879.) The war resulted in the destruction of the German Confederation, and its replacement with the North German Confederation under the sole leadership of Prussia. The defeat of Austria was an additional blow to German nationalism: Austrian Germans found themselves isolated within the Habsburg Empire, with its multitude of national and ethnic groups. A look at the political divisions within the empire will give some idea of the extent of its multiculturalism. They included:

Austria;

the kingdoms of Bohemia, Dalmatia and Galicia-Lodomeria;

the archduchies of Lower Austria and Upper Austria;

the duchies of Bukovina, Carinthia, Carniola Salzburg and Styria;

the margraviates of Istria and Moravia;

the counties of Gorizia-Gradisca, Tyrol and Vorarlberg;

the crownland of Austrian-Silesia;

Bosnia-Hercegovina;

Lombardy (transferred to Italy in 1859), Modena (transferred to Italy in 1860), Tuscany (transferred to Italy in 1860) and Venetia (transferred to Italy in 1866);

and the town of Trieste. (2)

As Goodrick-Clarke states, fears that the supremacy of the German language and culture within the empire would be challenged by the non-German nationalities resulted in a conflict of loyalties between German nationality and Austrian citizenship. This in turn resulted in the emergence of two principal nationalist movements: volkisch nationalism and the Pan-German movement, which we will discuss a little later.

The second major change was the Ausgleich (‘Compromise’) of 1867, whereby the Habsburgs set up the Dual Monarchy of Austria-Hungary. The intention was to curb the nationalist aspirations of Slavs in both states, inspired by Slavs in the Ottoman Empire (including Serbs, Montenegrins and Albanians) who had taken advantage of the Turkish decline to establish their own states. As noted by the American historian Steven W. Sowards, ‘The former revolutionaries [of 1848] — German and Magyar — became de facto “peoples of state”, each ruling half of a twin country united only at the top through the King-Emperor and the common Ministries of Foreign Affairs and of War’. (3)

However, according to Norman Davies, the Ausgleich only served to make matters worse:

There was no chance that the German-speaking elite could impose its culture throughout Austria, let alone extend it to the whole of the Dual Monarchy. After all, ‘Austria was a Slav house with a German facade’. In practice the three ‘master races’ — the Germans, the Magyars, and the Galician Poles — were encouraged to lord it over the others. The administrative structures were so tailored that the German minority in Bohemia could hold down the Czechs, the Magyars in Hungary could hold down the Slovaks, Romanians, and Croats, and the Poles in Galicia could hold down the Ruthenians (Ukrainians). So pressures mounted as each of the excluded nationalities fell prey to the charms of nationalism. (4)

The Ausgleich resulted in aspirations towards autonomy among a number of groups within the Austro-Hungarian Empire; the empire as a whole was home to eleven major nationalities: Magyars, Germans, Czechs, Poles, Ruthenians, Slovaks, Serbs, Romanians, Croats, Slovenes and Italians. The largest and most restless minority consisted of about 6.5 million Czechs living in Bohemia, Moravia and Austrian Silesia. However, their desires for autonomy were constantly frustrated by the Hungarian determination to preserve the political structure established by the Ausgleich.

German nationalism had been frustrated on two main occasions in the first half of the nineteenth century: at the Congress of Vienna in 1815, and after the revolutions of 1848. According to Goodrick-Clarke:

As a result of this slow progress towards political unification, Germans increasingly came to conceive of national unity in cultural terms. This tendency had begun in the late eighteenth century, when writers of the pre-Romantic Sturm und Drang movement had expressed the common identity of all Germans in folk-songs, customs, and literature. An idealized image of medieval Germany was invoked to prove her claim to spiritual unity, even if there had never been political unity. This emphasis on the past and traditions conferred a strongly mythological character upon the cause of unification. (5)

He goes on:

The exclusion of Austria from the new Prussian-dominated Reich had left disappointed nationalists in both countries. Hopes for a Greater Germany had been dashed in 1866, when Bismarck consolidated the ascendancy of Prussia through the military defeat of Austria, forcing her withdrawal from German affairs. The position of German nationalists in Austria-Hungary was henceforth problematic. In 1867 the Hungarians were granted political independence within a dual state. The growth of the Pan-German movement in Austria in the following decades reflected the dilemma of Austrian Germans within a state of mixed German and Slav nationalities. Their programme proposed the secession of the German-settled provinces of Austria from the polyglot Habsburg empire and their incorporation in the new Second Reich across the border. Such an arrangement was ultimately realized by the Anschluss of Austria into the Third Reich in 1938. (6)

The idealised, romantic image of a rural, quasi-medieval Germany suffered under the programme of rapid modernisation and industrialisation undertaken by the Second Reich. For many, who saw their traditional communities destroyed by the spread of towns and industries, the foundations of their mystical unity had become threatened. In addition, these anti-modernist sentiments resulted in the rejection of both liberalism and rationalism, while paradoxically hijacking the scientific concepts of anthropology, linguistics and Darwinist evolution to ‘prove’ the superiority of the German race.

A set of inner moral qualities was related to the external characteristics of racial types: while the Aryans (and thus the Germans) were blue-eyed, blond-haired, tall and well-proportioned, they were also noble, honest, and courageous. The Darwinist idea of evolution through struggle was also taken up in order to prove that the superior pure races would prevail over the mixed inferior ones. Racial thinking facilitated the rise of political anti-Semitism, itself so closely linked to the strains of modernization. Feelings of conservative anger at the disruptive consequences of economic change could find release in the vilification of the Jews, who were blamed for the collapse of traditional values and institutions. Racism indicated that the Jews were not just a religious community but biologically different from other races. (7)