Hippolyte Taine, the 19th-century French critic, evolved an ecological theory of literature. He looked first and foremost to the national characteristics of western European literatures, and he found the source of these characteristics in the climate and soil of each respective nation. His History of English Literature (5 vol., 1863–69) is an extensive elaboration of these ideas. It is doubtful that anyone today would agree with the simplistic terms in which Taine states his thesis. It is obvious that Russian literature differs from English or French from German. English books are written by Englishmen, their scenes are commonly laid in England, they are usually about Englishmen and they are designed to be read by Englishmen—at least in the first instance. But modern civilization becomes more and more a world civilization, wherein works of all peoples flow into a general fund of literature. It is not unusual to read a novel by a Japanese author one week and one by a black writer from West Africa the next. Writers are themselves affected by this cross-fertilization. Certainly, the work of the great 19th-century Russian novelists had more influence on 20th-century American writers than had the work of their own literary ancestors. Poetry does not circulate so readily, because catching its true significance in translation is so very difficult to accomplish. Nevertheless, through the mid-20th century, the influence of French poetry was not just important; it was preeminent. The tendentious elements of literature—propaganda for race, nation, or religion—have been more and more eroded in this process of wholesale cultural exchange.
Popular literature is habitually tendentious both deliberately and unconsciously. It reflects and stimulates the prejudices and parochialism of its audience. Most of the literary conflicts that seized the totalitarian countries during the 20th century stemmed directly from relentless efforts by the state to reduce elite literature to the level of the popular. The great proletarian novels of our time have been produced not by Russians but by African Americans, Japanese, Germans, and—most proletarian of all—a German-American living in Mexico, B. Traven. Government control and censorship can inhibit literary development, perhaps deform it a little, and can destroy authors outright; but, whether in the France of Louis XIV or in the Soviet Union of the 20th century, it cannot be said to have a fundamental effect upon the course of literature. The writer’s position in society
A distinguishing characteristic of modern literature is the peculiar elite which it has itself evolved. In earlier cultures the artist, though he may have felt himself alienated at times, thought of himself as part of his society and shared its values and attitudes. Usually the clerkly caste played a personal, important role in society. In the modern industrial civilization, however, “scribes” became simply a category of skilled hired hands. The writer shared few of the values of the merchant or the entrepreneur or manager. And so the literary and artistic world came to have a subculture of its own. The antagonism between the two resultant sets of values is the source of what we call alienation—among the intellectuals at least (the alienation of the common man in urban, industrial civilization from his work, from himself, and from his fellows is another matter, although its results are reflected and intensified in the alienation of the elite). For about 200 years now, the artistic environment of the writer has not usually been shared with the general populace. The subculture known as bohemia and the literary and artistic movements generated in its little special society have often been more important—at least in the minds of many writers—than the historical, social, and economic movements of the culture as a whole. Even massive historical change is translated into these terms—the Russian Revolution, for instance, into Communist-Futurism, Constructivism, Socialist Realism. Western European literature could be viewed as a parade of movements—Romanticism, Realism, Naturalism, Futurism, Structuralism, and so on indefinitely. Some of the more journalistic critics, indeed, have delighted to regard it in such a way. But after the manifestos have been swept away, the meetings adjourned, the literary cafés of the moment lost their popularity, the turmoil is seen not to have made so very much difference. The Romantic Théophile Gautier and the Naturalist Émile Zola have more in common than they have differences, and their differences are rather because of changes in society as a whole than because of conflicting literary principles.
At first, changes in literary values are appreciated only at the upper levels of the literary elite itself, but often, within a generation, works once thought esoteric are being taught as part of a school syllabus. Most cultivated people once thought James Joyce’s Ulysses incomprehensible or, where it was not, obscene. Today his methods and subject matter are commonplace in the commercial fiction of the mass culture. A few writers remain confined to the elite. Mallarmé is a good example—but he would have been just as ethereal had he written in the simplest French of direct communication. His subtleties are ultimately grounded in his personality. Literature and the other arts
Literature has an obvious kinship with the other arts. Presented, a play is drama; read, a play is literature. Most important films have been based upon written literature, usually novels, although all the great epics and most of the great plays have been filmed at some time and thus have stimulated the younger medium’s growth. Conversely, the techniques required in writing for film have influenced many writers in structuring their novels and have affected their style. Most popular fiction is written with “movie rights” in mind, and these are certainly a consideration with most modern publishers. Literature provides the libretto for operas, the theme for tone poems—even so anomalous a form as Friedrich Nietzsche’s Thus Spake Zarathustra was interpreted in music by Richard Strauss—and of course it provides the lyrics of songs. Many ballets and modern dances are based on stories or poems. Sometimes, music and dance are accompanied by a text read by a speaker or chanted by a chorus. The mid-19th century was the heyday of literary, historical, and anecdotal painting, though, aside from the Surrealists, this sort of thing died out in the 20th century. Cross-fertilization of literature and the arts now takes place more subtly, mostly in the use of parallel techniques—the rational dissociation of the Cubists or the spontaneous action painting of the Abstract Expressionists, for example, which flourished at the same time as the free-flowing uncorrected narratives of some novelists in the 1950s and ’60s. Literature as a collection of genres
Critics have invented a variety of systems for treating literature as a collection of genres. Often these genres are artificial, invented after the fact with the aim of making literature less sprawling, more tidy. Theories of literature must be based upon direct experience of the living texts and so be flexible enough to contain their individuality and variety. Perhaps the best approach is historical, or genetic. What actually happened, and in what way did literature evolve up to the present day?
There is a surprising variety of oral literature among surviving preliterate peoples, and, as the written word emerges in history, the indications are that the important literary genres all existed at the beginning of civilized societies: heroic epic; songs in praise of priests and kings; stories of mystery and the supernatural; love lyrics; personal songs (the result of intense meditation); love stories; tales of adventure and heroism (of common peoples, as distinct from the heroic epics of the upper classes); satire (which was dreaded by barbaric chieftains); satirical combats (in which two poets or two personifications abused one another and praised themselves); ballads and folktales of tragedy and murder; folk stories, such as the tale of the clever boy who performs impossible tasks, outwits all his adversaries, and usually wins the hand of the king’s daughter; animal fables like those attributed to Aesop (the special delight of Black Africa and Indian America); riddles, proverbs, and philosophical observations; hymns, incantations, and mysterious songs of priests; and finally actual mythology—stories of the origin of the world and the human race, of the great dead, and of the gods and demigods. Epic