Kepler, JohannesJohannes Kepler, oil painting by an unknown artist, 1627; in the cathedral of Strasbourg, France.Erich Lessing/Art Resource, New York
Immanuel Kant (1724–1804) ranked music as lowest in his hierarchy of the arts. What he distrusted most about music was its wordlessness; he considered it useful for enjoyment but negligible in the service of culture. Allied with poetry, however, it may acquire conceptual value. Georg Wilhelm Friedrich Hegel (1770–1831) also extolled the discursive faculties, saying that art, though it expresses the divine, must yield to philosophy. He acknowledged the peculiar power of music to express many nuances of the emotions. Like Kant, Hegel preferred vocal music to instrumental, deprecating wordless music as subjective and indefinite. The essence of music he held to be rhythm, which finds its counterpart in the innermost self. What is original in Hegel’s view is his claim that music, unlike the other arts, has no independent existence in space, is not “objective” in that sense; the fundamental rhythm of music (again an aspect of number) is experienced within the hearer.
Kant, ImmanuelImmanuel Kant, pencil portrait by Hans Veit Schnorr von Carolsfeld; in the Kupferstichkabinett, Dresden, Germany.Marburg—Art Reference Bureau/Art Resource, New York
After the 18th century, speculations upon the intrinsic nature of music became more numerous and profound. The elements necessary for a more comprehensive theory of its function and meaning became discernible. But philosophers whose views have been summarized thus far were not speaking as philosophers of music. Music interested them in terms extrinsic to itself, in its observable effects; in its connections with dance, religious ritual, or festive rites; because of its alliance with words; or for some other extramusical consideration. The only common denominator to be found, aside from the recognition of different types of music, is the acknowledgment of its connection with the emotional life, and here, to be sure, is that problematic power of the art to move. Various extramusical preoccupations are the raison d’être of “contextualist” explanations of music, which are concerned with its relation to the human environment. The history of music itself is largely an account of its adjunctive function in rituals and ceremonies of all kinds—religious, military, courtly—and in musical theatre. The protean character of music that enables it to form such easy alliances with literature and drama (as in folk song, art song, opera, “background” music) and with the dance (ritual, popular entertainment, “social,” ballet) appears to confirm the wide range and influence that the Greeks assigned to it. Theories of musical meaning since the 19th century
Before the 19th century, musicians themselves seldom were theorists, if theorist is defined as one who explicates meaning. Music theory, when it was something other than the exposition of a prevalent or emerging style, was likely to be a technical manual guiding vocal or instrumental performance, a set of directions for meeting current exigencies in church or theatre practice, or a missive advocating reforms. Prolific masters, such as Johann Sebastian Bach, produced not learned treatises but monuments of art.
The 19th century saw the emergence of composer-critics (Carl Maria von Weber, Robert Schumann, Hector Berlioz, Franz Liszt), versatile artists with literary proclivities who were not, to be sure, propounding comprehensive theories or systems of thought. Richard Wagner, an active theorist, presaged a new species, the composer-author. But he did little to advance music theory. He proposed a unity of music and drama (Gesamtkunstwerk)—a reflection of the programmatic preoccupations of 19th-century composers—but its multiplicity of musical and extramusical elements only added to the confusion of musical thought. The distinctly musical character of Wagner’s genius, clearly discernible in The Ring of the Nibelung (Der Ring des Nibelungen), a set of four operas, is in no way explained by his discursive credos. Igor Stravinsky, Arnold Schoenberg, and other composer-authors of the 20th century were somewhat more successful in elucidating their techniques and aims.
Richard Wagner, drawing by Franz von Lenbach, c. 1870.Courtesy of Richard Wagner-Gedenkstatte, Bayreuth, Germany
The concept of dynamism
Ideas of music as a type of symbolism owe much to two German philosophers, Arthur Schopenhauer (1788–1860) and Friedrich Nietzsche (1844–1900), who brought to the theory of music a new concept, articulated by each in different ways and in divergent terms but faithful to the same principle—dynamism. Both saw in music an art that is not “spatialized” (hence not “objective”) in the way that other arts are by the very conditions of their manifestation. Music is closer to the inner dynamism of process; there are fewer technical (and no concrete) impediments to immediate apprehension, for an entire dimension of the empirical world has been bypassed.
Nietzsche, FriedrichFriedrich Nietzsche.© Photos.com/Jupiterimages
Schopenhauer looked upon Platonic ideas as objectifying will, but music is
Arthur Schopenhauer, 1855.Archiv für Kunst und Geschichte, Berlin
by no means like the other arts, the copy of the Ideas, but the copy of the will itself. This is why the effect of music is so much more powerful and penetrating than that of the other arts, for they speak only of shadows, but it speaks of the thing itself.
In contrast to Kant he accords a special efficacy to music:
The effect of music is stronger, quicker, more necessary and infallible. Men have practiced music in all ages without being able to account for this; content to understand it directly, they renounce all claim to an abstract conception of this direct understanding itself.
Schopenhauer acknowledged a connection between human feeling and music, which “restores to us all the emotions of our inmost nature, but entirely without reality and far removed from their pain.” Music, which he is presenting an as analogue of the emotional life, is a copy or symbol of the will.
Nietzsche posed an Apollonian-Dionysian dichotomy, the former representing form and rationality and the latter drunkenness and ecstasy. For Nietzsche, music was the Dionysian art par excellence. In The Birth of Tragedy from the Spirit of Music, Nietzsche anticipated the 20th-century discovery that symbol making (whether in dreams, myth, or art) is a necessary and to some extent even automatic human activity. The rich suggestiveness and prescience of his insights embraced the concept of the symbolical analogue—the artistic function of ordering and heightening the ingredients of the actual world—and the polarities of experience symbolized in the Apollonian-Dionysian conflict itself, which Stravinsky also explored. Nietzsche gave short shrift to mathematical aspects of music, and like Schopenhauer he deprecated blatantly programmatic music that abounds in obvious imitations of natural sounds. Discerning a power in music to create myths, he looked upon mere tone painting as the antithesis of its essential character.
Efforts of theorists to account for the universal appeal of music and to explain its effects have, since the 19th century, been various, contradictory, and highly controversial. In identifying the chief points of view that have emerged, it must be emphasized that there are no completely isolated categories, and there is usually considerable overlapping; a single spokesman, the 19th-century English psychologist Edmund Gurney (1847–88), for example, may incorporate formalist, symbolist, expressionist, and psychological elements, in varying proportions, to explain the phenomenon of music. Although some disagreements are more apparent than real because of the inherent problems of terminology and definition, diametrically opposing views are also held and tenaciously defended. Referentialists and nonreferentialists