Gorky had initially supported the RAPP campaign of promoting worker authors as a temporary experiment, but he quickly realized that the quality of the writing was not good. In April 1932 the Central Committee passed a resolution to abolish RAPP, together with all other independent literary groups, and placed them under the centralized control of the Writers' Union. Gorky's influence was instrumental in this sudden change of direction, but things did not quite turn out as he had planned. Gorky's intention had been two-fold: to halt the destructive 'class war' led by RAPP; and to restore to Soviet literature the aesthetic principles established by Tolstoy. In October 1932, a famous meeting attended by Stalin and other Kremlin leaders, as well as fifty writers and other functionaries, took place at Gorky's Moscow house. It was at this meeting that the doctrine of Socialist Realism was formulated, although at the time it was not clear to Gorky that it would become a regimented orthodoxy for all artists in the
Soviet Union. Gorky's understanding was that Socialist Realism would unite the critical realist traditions of nineteenth-century literature with the revolutionary romanticism of the Bolshevik tradition. It was to combine the depiction of the humble everyday reality of life in the Soviet Union with a vision of the Revolution's heroic promise. But in Stalin's version of the doctrine, as defined at the First Congress of the Writers' Union in 1934, it meant that the artist was to portray Soviet life, not as it was in reality, but as it should become:
Socialist Realism means not only knowing reality as it is, but knowing where it is moving. It is moving towards socialism, it is moving towards the victory of the international proletariat. And a work of art created by a Socialist Realist is one which shows where that conflict of contradictions is leading which the artist has seen in life and reflected in his work.94
In this formula the artist was to produce a panegyric or iconic form of art which conformed strictly to the Party's narrative of socialist development.95 Whereas the kinoki and other avant-garde artists of the 1920s had sought to expand their audience's vision of freedom and possibility, now artists were to fix that vision in ways strictly prescribed by the state. The new Soviet writer was no longer the creator of original works of art, but a chronicler of tales which were already contained in the Party's own folklore.96 There was a sort of 'master plot' which Soviet writers were to use in shaping their own novels and characters. In its classic form, as set out in Gorky's early novel Mother (1906), the plot was a Bolshevik version of the Bildungsroman: the young worker hero joins the class struggle and through the tutelage of senior Party comrades he arrives at a higher consciousness, a better understanding of the world around him and the tasks ahead for the Revolution, before dying a martyr to the cause. Later novels added elements to this master plot: Dmitry Furmanov's Chapaev (1923) fixed the model of the civil war hero; while Fedor Gladkov's Cement (1925) and Ostrovsky's How the Steel Was Tempered raised the communist production worker to Promethean status, capable of conquering everything before him, even the most untamed forces of the natural world, as long as he allows the Party to direct his energies. But basically the story that the novelist could tell was strictly circumscribed by the
Party's mythic version of its own revolutionary history; even senior writers were forced to change their works if they did not adhere to this doxology.*
To the sophisticated Western reader this no doubt seems a horrible perversion of the role of literature. But it did not appear so in Stalin's Russia, where the overwhelming mass of the reading public was new to the conventions of literary fiction, and there was less awareness of the difference between the real world and the world of books. People approached literature, as they had perhaps once approached the icons or the stories of the saints, in the conviction that it held up moral truths for the guidance of their lives. The German writer Lion Feuchtwanger commented on this peculiar characteristic of the Soviet reading public when he visited Moscow in 1937:
Among Soviet people the thirst for reading is totally unimaginable. Newspapers, journals, books - all this is absorbed without quenching the thirst to the tiniest degree. Reading is one of the main activities of daily life. But for the reader in the Soviet Union there are, as it were, no clear divisions between the reality in which he lives and the world he reads about in books. The reader treats the heroes of his books as if they are actual people. He argues with them, denounces them, and he even reads realities into the events of the story and its characters.'7
Isaiah Berlin noted the same attitudes to literature on his visit to the Soviet Union in 1945:
The rigid censorship which, with so much else, suppressed pornography, trash and low-grade thrillers such as fill railway bookstalls in the West, served to make the response of Soviet readers and theatre audiences purer, more direct and naive than ours; I noticed that at performances of Shakespeare or Sheridan or Griboedov, members of the audience, some of them obviously country folk, were apt to react to the action on the stage or to lines spoken by the
* The most famous example is Alexander Fadeev. In 1946 he won the Stalin Prize for The Young Guard, a semi-factual novel about the underground youth organization in occupied Ukraine during the Second World War. Attacked in the press for under-rating the role of the Party leadership, Fadeev was forced to add new material to his novel. This enlarged version, published in 1951, was then hailed as a classic Socialist Realist text.
actors… with loud expressions of approval or disapproval; the excitement generated was, at times, very strong and, to a visitor from the West, both unusual and touching.98
In the cinema the state's concern for art to play a morally didactic role was crucial to the rise of the Socialist Realist film. With the start of the Five-year Plan the Party expressed its impatience with the avant-garde directors, whose intellectual films never really drew a mass audience. Surveys showed that the Soviet public preferred foreign films, action-packed adventures or romantic comedies to the propaganda films of Vertov or Eisenstein.99 In 1928 a Party Conference on Cinema was held at which there were louds calls for film to play a more effective role in mobilizing mass enthusiasm for the Five-year Plan and the class war. The avant-garde directors of the 1920s -Vertov, Pudovkin, Kuleshov - were all condemned as 'formalists', intellectuals who were more concerned with cinema as art than with making films that could 'be understood by the millions'.100 Eisenstein's October, which had been released on the eve of the conference, was bitterly attacked for its 'formalist' preoccupation with montage, for the lack of any individual heroes in the film which made it hard for a mass audience to identify with, for the typage casting of the Lenin character (played by a worker named Nikandrov), whose woodenness did so much to offend Party sensibilities, and - of special offence to Stalin, who ordered that his image be cut out after previewing the film at the studio - for the fact that it depicted Trotsky, the military leader of the October insurrection, who had been kicked out of the Party just three months before the conference began.101
But there were just as many criticisms of the leadership of Sovkino, the Soviet film trust under the command of Lunacharsky's Commissariat, for failing to provide an attractive and more healthy Soviet alternative to the cheap entertainment films imported from abroad. As a propaganda weapon of the state, the Soviet cinema needed to be popular. 'Our films must be 100 percent ideologically correct and 100 percent commercially viable,' declared one Party official.102