Finally, there are a few cases where nonviolent resistance has had a degree of success against military invasion. In 1968 Warsaw Pact troops invaded Czechoslovakia to put an end to the liberalisation of communist rule there, so-called “socialism with a human face.” There was no military resistance, which the Czechoslovak military judged to be futile. Instead, there was a unified nonviolent resistance, from Czechoslovak political leaders to the citizens. One of the most effective forms of opposition was fraternisation: talking to the invading troops, telling them about what was really going on — they had been told they were there to stop a capitalist restoration — and encouraging them to support the resistance. The initial aim in the invasion was to set up a puppet government; this was not attained for eight months: leaders of the Czechoslovak Communist Party refused to cooperate with the invaders and no alternative leaders could be found. The invasion backfired badly on the Soviet Union, discrediting its policies worldwide and causing splits or policy switches in many foreign communist parties.[9]
Thus on numerous occasions nonviolent action has demonstrated its effectiveness when used by social movements and against military coups, dictatorships and invasions. But what about social revolution, seen by some as the ultimate goal? Perhaps the best example is the Iranian revolution of 1978-1979, which was largely carried out by nonviolent means.[10] The Shah’s regime was a ruthless one, using imprisonment and torture against dissidents and even at random just to strike terror into opponents. It was highly armed and had diplomatic support from all major powers, including the US, Soviet Union, Israel and most Arab states.
As protest developed in 1978, police fired on a crowd, killing several people. In Islamic tradition, a mourning procession was held 40 days later. The procession turned into a political protest, and troops were used again. This process of killing, mourning and protest occurred at various locations around the country, causing an escalation in the resistance, with secular opponents joining the processions. Workers joined by going on strike and instituting go-slows in factories, until virtually the entire economy ground to a halt. As rallies became larger, more and people were shot dead in the streets. But eventually troops refused to fire and the Shah fled the country.
The death toll in Iran was horrific, a total in the tens of thousands. But this was small compared to many armed liberation struggles. For example, many hundreds of thousands of people were killed in the Algerian war for independence, out of a smaller population than Iran’s.
It is important to note that not all uses of nonviolent action lead to long-lasting, worthwhile change. Nonviolent action is not guaranteed to succeed either in the short term or long term. The 1989 prodemocracy movement in China, after a short flowering, was crushed in the Beijing massacre. Perhaps more worrying are the dispiriting aftermaths following some short-term successes of nonviolent action. In El Salvador in 1944, the successful nonviolent insurrection against the Martínez dictatorship did not lead to long term improvement for the El Salvadorean people. There was a military coup later in 1944, and continued repression in following decades.
The aftermath of the Iranian revolution was equally disastrous. The new Islamic regime led by Ayatollah Khomeini was just as ruthless as its predecessor in stamping out dissent.
At this point it is valuable to point to the role of planning in nonviolent action. Nonviolent action in social movements, such as the Indian independence movement, the US civil rights movement, the peace movement and the environmental movement, is usually backed up by a fair amount of analysis, preparation, training and mobilisation. Activists think through what they are trying to achieve and pick their methods and opportunities carefully. By doing plenty of preparatory work and by careful planning, the odds are increased that outcomes will be positive and the movement can build strength and attain its goals.
In contrast, many of the dramatic actions against coups, dictatorships and invasions have been largely spontaneous. In the cases of the Kapp Putsch, the Algerian Generals’ Revolt, the nonviolent insurrection in El Salvador, the Czechoslovak resistance to the Soviet invasion and the Iranian Revolution, there was little or no preparation, planning or training. In essence, nonviolent action in these cases was largely spontaneous.
Spontaneity is not a reliable basis for success or long-term change. An army could hardly be expected to be successful without recruitment, weapons, training and leadership. Why should nonviolent action be fundamentally different?
What this suggests is that the power of nonviolent action is yet to be fully realised. Military methods have been used systematically for centuries, with vast resources devoted to train soldiers, build weapons and develop strategies. Revolutionary violence has had far fewer resources, but even these have been substantial. By comparison, nonviolent action has had only minimal support and a low level of development.
Nonviolent action
Gene Sharp gives this description: “Nonviolent action is a generic term covering dozens of specific methods of protest, noncooperation and intervention, in all of which the actionists conduct the conflict by doing — or refusing to do — certain things without using physical violence.”[11] In his classic work The Politics of Nonviolent Action he catalogued 198 different methods, and since then he has discovered hundreds more. Some methods of nonviolent protest and persuasion are public speeches, petitions, banners, picketing, wearing of symbols, fraternisation, skits, religious processions, homage at burial places, teach-ins and renouncing honours. Some methods of noncooperation are social boycott, student strike, providing sanctuary, hijrat (protest emigration), consumers’ boycott, refusal to rent, traders’ boycott, lockout, refusal to pay debts, international trade embargo, lightning strike, prisoners’ strike, sympathy strike, working-to-rule strike, economic shutdown, boycott of elections, refusal to accept appointed officials, civil disobedience, deliberate inefficiency, mutiny, severance of diplomatic recognition and expulsion from international bodies. Methods of nonviolent intervention include fasting, sit-ins, nonviolent obstruction, guerrilla theatre, stay-in strike, seizure of assets, alternative markets, revealing identities of spies and alternative government.
Nonviolent action is just what its name suggests: it is action rather than nonaction, and it avoids physical violence. Nonviolent action can be coercive and can cause (nonphysical) harm. Strikes, boycotts and sit-ins can all cause economic harm to a business. Noncooperation with political officials and alternative systems for decision making can cause political harm to a government official. Ostracism can cause psychological distress to an individual. Nonviolent action is, after all, a method of waging conflict. If it is going to be effective, it has to make some impact.
Nonviolent action does not involve physical violence. That rules out beatings, imprisonment, torture and killing. Nonviolent action is for waging conflict, so it does not include routine activities such as attending a meeting, voting in an election, buying vegetables or reading a newspaper — unless, due to circumstances, they are integral parts of a conflict. For example, if a government outlaws carrots, then growing, selling and buying carrots could be a form of nonviolent action.
9.
H. Gordon Skilling,
10.
David H. Albert (ed.),