History does not reveal causes; it presents only a blank succession of unexplained events. ‘Everything is forced into a standard mould invented by the historian. Tsar Ivan the Terrible, on whom Professor Ivanov is lecturing at the moment, after 1560 suddenly becomes transformed from a wise and virtuous man into a mad and cruel tyrant. How? Why? – You mustn’t even ask …’.2 And half a century later, in 1908, he declares to Gusev: ‘History would be an excellent thing if only it were true.’3 The proposition that history could (and should) be made scientific is a commonplace in the nineteenth century; but the number of those who interpreted the term ‘science’ as meaning natural science, and then asked themselves whether history could be transformed into a science in this specific sense, is not great. The most uncompromising policy was that of Auguste Comte, who, following his master Saint-Simon, tried to turn history into sociology, with what fantastic consequences we need not here relate. Karl Marx was perhaps, of all thinkers, the man who took this programme most seriously; and made the bravest, if one of the least successful, attempts to discover general laws which govern historical evolution, conceived on the then alluring analogy of biology and anatomy, so triumphantly transformed by Darwin’s new evolutionary theories. Like Marx (of whom at the time of writing War and Peace he apparently knew nothing), Tolstoy saw clearly that if history was a science, it must be possible to discover and formulate a set of true laws of history which, in conjunction with the data of empirical observation, would make prediction of the future (and ‘retrodiction’ of the past) as feasible as it had become in, say, geology or astronomy. But he saw more clearly than Marx and his followers that this had, in fact, not been achieved, and said so with his usual dogmatic candour, and reinforced his thesis with arguments designed to show that the prospect of achieving this goal was non-existent; and clinched the matter by observing that the fulfilment of this scientific hope would end human life as we knew it: ‘If we allow that human life can be ruled by reason, the possibility of life [i.e. as a spontaneous activity involving consciousness of free will] is destroyed.’1
But what oppressed Tolstoy was not merely the ‘unscientific’ nature of history – that no matter how scrupulous the technique of historical research might be, no dependable laws could be discovered of the kind required even by the most undeveloped natural sciences. He further thought that he could not justify to himself the apparently arbitrary selection of material, and the no less arbitrary distribution of emphasis, to which all historical writing seemed to be doomed. He complains that while the factors which determine the life of mankind are very various, historians select from them only some single aspect, say the political or the economic, and represent it as primary, as the efficient cause of social change; but then, what of religion, what of ‘spiritual’ factors, and the many other aspects – a literally countless multiplicity – with which all events are endowed? How can we escape the conclusion that the histories which exist represent what Tolstoy declares to be ‘perhaps only 0.001 per cent of the elements which actually constitute the real history of peoples’? History, as it is normally written, usually represents ‘political’ – public – events as the most important, while spiritual – ‘inner’ – events are largely forgotten; yet prima facie it is they – the ‘inner’ events – that are the most real, the most immediate experience of human beings; they, and only they, are what life, in the last analysis, is made of; hence the routine political historians are talking shallow nonsense.
Throughout the 1850s Tolstoy was obsessed by the desire to write a historical novel, one of his principal aims being to contrast the ‘real’ texture of life, both of individuals and of communities, with the ‘unreal’ picture presented by historians. Again and again in the pages of War and Peace we get a sharp juxtaposition of ‘reality’ – what ‘really’ occurred – with the distorting medium through which it will later be presented in the official accounts offered to the public, and indeed be recollected by the actors themselves – the original memories having now been touched up by their own treacherous (inevitably treacherous because automatically rationalising and formalising) minds. Tolstoy is perpetually placing the heroes of War and Peace in situations where this becomes particularly evident.
Nikolay Rostov at the battle of Austerlitz sees the great soldier Prince Bagration riding up with his suite towards the village of Schöngrabern, whence the enemy is advancing; neither he nor his staff, nor the officers who gallop up to him with messages, nor anyone else, is, or can be, aware of what exactly is happening, nor where, nor why; nor is the chaos of the battle in any way made clearer either in fact or in the minds of the Russian officers by the appearance of Bagration. Nevertheless his arrival puts heart into his subordinates; his courage, his calm, his mere presence create the illusion of which he is himself the first victim, namely, that what is happening is somehow connected with his skill, his plans, that it is his authority that is in some way directing the course of the battle; and this, in its turn, has a marked effect on the general morale around him. The dispatches which will duly be written later will inevitably ascribe every act and event on the Russian side to him and his dispositions; the credit or discredit, the victory or the defeat, will belong to him, although it is clear to everyone that he will have had less to do with the conduct and outcome of the battle than the humble, unknown soldiers who do at least perform whatever actual fighting is done, that is, shoot at each other, wound, kill, advance, retreat and so on.
Prince Andrey, too, knows this, most clearly at Borodino, where he is mortally wounded. He begins to understand the truth earlier, during the period when he is making efforts to meet the ‘important’ persons who seem to be guiding the destinies of Russia; he then gradually becomes convinced that Alexander’s principal adviser, the famous reformer Speransky, and his friends, and indeed Alexander himself, are systematically deluding themselves when they suppose their activities, their words, memoranda, rescripts, resolutions, laws and so forth, to be the motive factors which cause historical change and determine the destinies of men and nations; whereas in fact they are nothing: only so much self-important milling in the void. And so Tolstoy arrives at one of his celebrated paradoxes: the higher soldiers or statesmen are in the pyramid of authority, the farther they must be from its base, which consists of those ordinary men and women whose lives are the actual stuff of history; and, consequently, the smaller the effect of the words and acts of such remote personages, despite all their theoretical authority, upon that history.