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The main complaint expressed repeatedly by Warrick in this book is SF's tendency to emit warnings about the dangers of technology -- dangers to individual humans and human society generally. Well, it is just too bad, but it is a fact: Science fiction writers worry about trends, worry about possible dystopias growing out of the present, and this is a cardinal value of the field. Admittedly, there was a time when science and progress were assumed to be identical. If we worry now we have cause to. This is not due to ignorance of the state of the world and the breakthroughs in science. Warrick devotes an entire chapter to my stories and novels that deal with robots, and she quotes me -- fairly -- as saying: "The greatest change growing across our world these days is probably the momentum of the living towards reification, and at the same time a reciprocal entry into animation by the mechanical." Am I not to be allowed to view this with alarm? Who will legislate what SF writers will be allowed to write and to worry about? This book praises me by terming my writing important but it arrogates to itself the role of arbiter of viewpoint and proper concern. Viewpoint and concern in SF are a transaction among author, editor, and reader, to which the critic is a spectator. If the reader enjoys what I write, there you have it. If he does not enjoy it, there you have nothing. "Important" is a rule from another game that I am not playing. I did not begin to read or write SF for reasons dealing with importance. When I sat in high school geometry class secretly reading a copy of Astounding hidden within a textbook I was not seeking importance. I was seeking, probably, intellectual excitement. Mental stimulation.

If SF becomes annexed to the academic world it will buy into its own death, despite what Delany, Russ, Lem, and Le Guin may think; as with a single mind they woo academic approval as if it were some ultimate court. However, I look to my left and see a coverless, tattered copy of the July 1952 Planet Stories -- my first published story appeared in it, and I received a lot of kidding from serious-minded people for selling to such a market and for reading such a "trashy" magazine, to use Lem's favorite term of derision. Frankly I would prefer the derision to the new praise; SF is now palatable to the educated, the lofty, and I say, Let me out. Professor Warrick's pound-and-a-half book with its expensive binding, paper, and dust jacket staggers you with its physical impression, but it has no soul and it will take our soul in what really seems to me to be brutal greed. Let us alone, Dr. Warrick; let us read our paperback novels with their peeled eyeball covers. Don't dignify us. Our power to stimulate human imagination and to delight is intrinsic to us already. Quite frankly, we were doing fine before you came along.

"My Definition of Science Fiction" (1981)

I will define science fiction, first, by saying what SF is not. It cannot be defined as "a story (or novel or play) set in the future," since there exists such a thing as space adventure, which is set in the future but is not SF. It is just that: adventure, fights, and wars in the future in space involving superadvanced technology. Why, then, is it not science fiction? It would seem to be, and Doris Lessing (e.g.) supposes that it is. However, space adventure lacks the distinct new idea that is the essential ingredient. Also, there can be science fiction set in the present: the alternate-world story or novel. So if we separate SF from the future and also from ultra-advanced technology, what then do we have that can be called SF? We have a fictitious world; that is the first step: It is a society that does not in fact exist, but is predicated on our known society -- that is, our known society acts as a jumping-off point for it; the society advances out of our own in some way, perhaps orthogonally, as with the alternate-world story or novel. It is our world dislocated by some kind of mental effort on the part of the author, our world transformed into that which it is not or not yet. This world must differ from the given in at least one way, and this one way must be sufficient to give rise to events that could not occur in our society -- or in any known society present or past. There must be a coherent idea involved in this dislocation; that is, the dislocation must be a conceptual one, not merely a trivial or a bizarre one -- this is the essence of science fiction, the conceptual dislocation within the society so that as a result a new society is generated in the author's mind, transferred to paper, and from paper it occurs as a convulsive shock in the reader's mind, the shock of dysrecognition. He knows that it is not his actual world that he is reading about.

Now, to separate science fiction from fantasy. This is impossible to do, and a moment's thought will show why. Take Psionics; take mutants such as we find in Ted Sturgeon's wonderful More Than Human. If the reader believes that such mutants could exist, then he will view Sturgeon's novel as science fiction. If, however, he believes that such mutants are, like wizards and dragons, not possible, nor will ever be possible, then he is reading a fantasy novel. Fantasy involves that which general opinion regards as impossible; science fiction involves that which general opinion regards as possible under the right circumstances. This is in essence a judgment call, since what is possible and what is not [cannot be] objectively known but is, rather, a subjective belief on the part of the reader.

Now to define good science fiction. The conceptual dislocation -- the new idea, in other words -- must be truly new (or a new variation on an old one) and it must be intellectually stimulating to the reader; it must invade his mind and wake it up to the possibility of something he had not up to then thought of. Thus "good science fiction" is a value term, not an objective thing, and yet, I think, there really is such a thing, objectively, as good science fiction.

I think Dr. Willis McNelly at the California State University at Fullerton put it best when he said that the true protagonist of an SF story or novel is an idea and not a person. If it is good SF the idea is new, it is stimulating, and, probably most important of all, it sets off a chain reaction of ramification ideas in the mind of the reader; it so to speak unlocks the reader's mind so that that mind, like the author's, begins to create. Thus SF is creative and it inspires creativity, which mainstream fiction by and large does not do. We who read SF (I am speaking as a reader now, not a writer) read it because we love to experience this chain reaction of ideas being set off in our mind by something we read, something with a new idea in it; hence the very best science fiction ultimately winds up being a collaboration between author and reader, in which both create -- and enjoy doing it: Joy is the essential and final ingredient of science fiction, the joy of discovery of newness.

"Predictions" by Philip K. Dick Included in The Book of Predictions (1981)

1983

*The Soviet Union will develop an operational particle-beam accelerator, making missile attack against that country impossible. At the same time the USSR will deploy this weapon as a satellite killer. The United States will turn, then, to nerve gas.