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The subject was a complex one, but the aim was clear: Lenin was trying to map out a different long-term perspective in the framework of his appeal to ‘rethink our ideas about socialism’. Given that the party was socialist, whence the need for this line of thought? What existed was a still primitive patriarchal peasantry with some isolated socialist forms at the summit. Although not socialist, ‘state capitalism’ would manifestly represent a real advance for Russia: ‘We have made a revolution, but it is preferable to achieve the state capitalist stage first.’ Lenin returned to the term when explaining the reasons for the introduction of the NEP: ‘state capitalism’ was the best way of establishing an alliance between peasants and government, by offering the peasantry a state that played the role of a major producer and merchant. Russia was not modern enough to proceed directly to socialism; commencing with ‘state capitalism’ was the right course.

Lenin sought feverishly for a non-utopian way of preserving a long-term socialist perspective and ideals, while embarking on a transition towards realistic objectives, whereby the state would become a kind of collective capitalist with the aid of a private sector. In sum, this was a form of mixed economy of the same variety as Trotsky had proposed in late 1921 at a session of the Comintern (or its executive committee), but without using the term ‘state capitalism’. Trotsky explained to his audience that socialism was a distant prospect (several decades away) and that there was only one way for state-owned factories to become socialist: it led through the school of the market economy. Lenin had read this text, published by Trotsky in a small print-run. He found it ‘a superb pamphlet’ and wrote to Stalin and Molotov to request that they publish it in an edition of 200,000 copies. Naturally, they did not.[5]

The central feature of this thinking was the attention paid to the peasantry and the development of a corresponding strategy. In the texts that make up his ‘testament’, Lenin argued that while a radical policy had been appropriate in the context of the Civil War, it had to be seriously moderated in peacetime: ‘no communism in the countryside’, ‘no summary executions’, socialism is a system of ‘civilized cooperation’ – itself a task and a challenge, given that the bulk of the peasantry was barely literate. But such a declaration also signified that the state was looking for a genuine alliance with the rural world, which would respond to its vital needs and induce the countryside to understand and accept its policies. It also implied a significant rectification of the character of the dictatorial system. Dictatorships are not all established for the same reasons and the differences between them can be enormous – as ‘no summary executions’ attests.

Thus, all the elements were assembled: Lenin was ready to redefine the concept of socialism in accordance with Russian realities, to switch strategy towards the peasantry,[6] and clearly to indicate the type of state he hoped to see. His plans for the functioning of the party, and the institutional set-up required to guarantee the ultimate primacy of the party Congress over its elected bodies (starting with the Politburo), are another crucial dimension of his new doctrine. And in this context we should not forget his dramatic call, albeit as yet secret, for Stalin to be removed from his top post.[7]

Fully to appreciate the scope and depth of the rethinking, we need to return to something that has already been discussed in Part One in connection with the conflict between Lenin and Stalin over the making of the USSR. We saw that it involved a clash between two political camps: between what was still ‘Bolshevism’ – a radical branch of Russian and European Social-Democracy – and a new current that emerged from the Bolshevik Party and which would become known by the name of ‘Stalinism’. It was a decisive battle in which the very nature of the new state hung in the balance: either a variety of dictatorship that rejected autocracy and addressed itself to society as it was (predominantly peasant), negotiating with it as it were, or an autocracy that prioritized violence.

The two currents seemed to be one and the same. In reality, however, there was a deadly antagonism between them, as is demonstrated by the fact that the victor set out deliberately and systematically to destroy his opponents. ‘Bolshevism’ remained part of the party’s jargon, but not of its substance. We must therefore dwell for a while on this political organization before it exited the historical stage.

WHAT WAS BOLSHEVISM?

The question can be answered by briefly examining the political turns effected and methods of action adopted, including their capacity to produce the programme we have just evoked.

We shall set aside the Bolsheviks’ pre-revolutionary activity underground (to the best of my knowledge, there is no recent monograph on this subject). But it was nevertheless an organized political party at the time and continued to operate as such during the Civil War and thereafter. The substance of ‘Bolshevism’ cannot be understood without a close examination of the way it functioned. A comparison between the texts of the early congresses and those of later ones indicates the profundity of the metamorphosis. Leninism was a strategy (or rather, a series of strategies) for transforming society. Bolshevism was a party organization, possessing various structures that ensured its functioning as such. It sought to preserve the popular character of the state in the making and excluded any regressive affinities with earlier forms of despotism. Policy discussions were a normal procedure; the exchanges were often sharp and decisions taken by majority vote. Virtually all the leading figures, and also many lesser ones, had crossed swords with Lenin, often vigorously, on key questions of political strategy. Ideological debates were a normal feature of inner-party procedure, which occurred not only in the restricted circle of the Politburo, but also during sessions of the Central Committee and, more widely, in party congresses and conferences.

Characteristically, even during the Civil War, when party cadres were mobilized and had to come straight from the front for meetings, congresses and conferences were yearly events, as required by party statutes. The minutes offer a clear picture of these gatherings: people not just discussing policy, but battling it out, with reports and counter-reports; the chair silencing a speaker from the majority so as to allow a representative of the minority to exercise his right to express his views or rebut the majority position. However highly respected, Lenin was frequently subjected to strenuous attack and could react irascibly. But that was it: such were the rules. A few years later, these procedures had disappeared without a trace. In view of future developments, it bears repeating that Lenin was not the object of a ‘cult’, either before or after the revolution. But if the term ‘charisma’ can be used without metaphysical connotations, then Lenin possessed it. It took a specially staged operation for his body, notwithstanding the protests of his wife and family, to be embalmed and thus ‘beatified’. This rendered him more dead politically than if he had been given a normal burial.

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5

For the relevant sources, see my Russia – USSR – Russia, New York 1995, pp. 156–7.

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6

This notion was formulated in Lenin’s article ‘Better Fewer, But Better’. The adjective ‘civilized’ is my translation of the Russian term gramotnye (literate or educated), because I believe that Lenin regarded this term as the one most appropriate to socialist aspirations and ideals in the given historical circumstances.

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7

These points are treated in more detail in my Lenin’s Last Struggle, originally published in French in 1967 and subsequently translated into English and other languages.