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When Napoleon invaded Russia in 1812, Nikolay Ilyich Tolstoy naturally transferred from the civil service to the army, fighting with distinction before being taken captive by the French. He was unable to afford to serve long in the prestigious and costly Cavalry Guards regiment to which he was transferred when he returned to St Petersburg in 1814, however, and then a combination of disillusionment with the military, ill-health and his father’s parlous financial situation led him to resign his commission. Since civil servants could not be sent to debtors’ prison, Nikolay Ilyich was obliged to take a job, and this became particularly necessary after the death of his father in 1820 left him as the sole provider for his sybaritic, spoiled mother, unmarried sister and cousin. After all the debts had been paid off, the family could afford only to rent a small flat in Moscow. When Tolstoy describes the position Nikolay Rostov finds himself in after the death of the old count in War and Peace, he is essentially telling the story of his father, who in 1821 took up a very minor appointment in Moscow’s military bureaucracy. The magic solution for Tolstoy’s father, as for Nikolay Rostov, was a rich bride. In the novel she appears as Princess Maria Bolkonskaya; in real life she was Princess Maria Volkonskaya. It was through Maria Volkonskaya that Nikolay Ilyich’s family came to be connected with Yasnaya Polyana, the country estate which would be irrevocably linked to Tolstoy’s name.

Tolstoy’s family pedigree meant a great deal to him. The passage in Part Two of Anna Karenina in which the old-world Russian noble Levin scoffs at nouveau riche aristocrats like Vronsky, who lack breeding and cannot point back to three or four generations, expresses a fair degree of his own snobbery. Also very telling is Levin’s contempt for the merchants he has to deal with – the up-and-coming Russian middle class. The aristocratic Tolstoy also had no time for merchants, and the fact that he invariably chose nobles or peasants to be his artistic heroes says a lot about his prejudices – he regarded the peasantry as the ‘best class’ in Russia. Compared to the Volkonskys, who were descended from the legendary Scandinavian settler Ryurik, the ninth-century founder of Russia, the Tolstoys were actually mere parvenus as a noble family. Tolstoy’s maternal ancestors came from some of the most venerable and distinguished families in Russia, but his paternal lineage did not actually go back all that far when compared with some of the great families of western Europe. As a Tolstoy, he was a count, but this was a title imported from Germany by Peter the Great in the eighteenth century, along with that of baron, as part of his Europeanisation programme. These titles, which were a reward for service, furthermore kept their original German names, Graf and Baron. The Russian tradition of each child inheriting the family title, rather than just the eldest son, meant that there were soon hundreds of counts and barons mingling with the old-world Russian princes and princesses.

Tolstoy’s mother Princess Maria Volkonskaya could trace her roots back at least to the thirteenth century, when one of her early ancestors was involved in altercations with the Mongol overlords of old Rus. A century later the family took its surname from the Volkona river in the area near Kaluga and Tula where they had lands. In 1763, when he retired from the army, Tolstoy’s maternal great-grandfather Major General Sergey Volkonsky bought a share of the Yasnaya Polyana property, south of Tula. Later he bought out the other five part-owners. Yasnaya Polyana, meaning ‘Clear Glade’, received its name for a very specific reason. In the sixteenth century, when the Muscovite state needed to stave off attacks from nomadic invaders such as the Crimean Tatars, it was able to make the most of a series of natural fortifications along its southern borders in the form of forests and rivers. Vulnerable border areas were strengthened by cutting down trees to form a solid barricade, known as a zaseka. The Kozlova Zaseka (named after a military leader called Kozlov) ran for several hundred miles, with clearings at various points which had gateways and access roads. Yasnaya Polyana was located in one of these clearings. It was originally called ‘Yasennaya Polyana’, because ash trees (yaseni) once grew there.29

Tolstoy’s grandfather Nikolay Sergeyevich Volkonsky (1753–1821) inherited Yasnaya Polyana in 1784, and it was he who transformed it from a fairly ordinary piece of land into a carefully landscaped estate, complete with ponds, gardens, paths and imposing manor house when he retired from the army in 1799. Until the age of forty-six, Nikolay Sergeyevich had served in the army, having been signed up for military service when he was six. He was a guards captain in Catherine the Great’s retinue when she met Emperor Joseph II at Mogilev in 1780, and fought in the two victorious Russo-Turkish Wars which took place during her reign. After serving briefly as Russian ambassador in Berlin, he accompanied his victorious sovereign on her triumphant tour of the Crimea in 1787 and he was promoted to brigadier and then general-in-chief. In 1794 he was suddenly sent on compulsory leave for two years. According to Tolstoy family lore, this was because Volkonsky had refused to marry Varvara von Engelgardt, the niece and mistress of Prince Potemkin, the great favourite of Catherine the Great. Volkonsky’s brilliant career now came to a sudden halt, and he was more or less sent into exile by being appointed military governor in distant Arkhangelsk. Tolstoy greatly admired his grandfather’s feistiness, and he clearly enjoyed reproducing Nikolay Sergeyevich’s alleged reaction to Potemkin’s plan in his memoirs (‘Why does he think I am going to marry his wh …’). It was a story he loved to recount to his guests, and he even upbraided two early biographers for omitting it from their manuscripts.30 The truth was, as usual, far more prosaic, as Potemkin had died in 1791 and Volkonsky was not posted to Arkhangelsk until 1798, by which time Catherine had been succeeded by her son Paul I. At some point in the late 1780s (information is sparse), Nikolay Sergeyevich appears to have married Princess Ekaterina Trubetskaya (1749–1792) in a marriage of convenience. His wife died at the age of forty-three, leaving a two-year-old daughter, Maria Nikolayevna. This was Tolstoy’s mother.

1. Portrait of Tolstoy’s maternal grandfather, Nikolay Sergeyevich Volkonsky

It was Paul I’s notoriously difficult temperament and constant fault-finding which ultimately prompted Volkonsky to resign permanently from the army in 1799 and retire to his country estate. He never remarried. For the remaining two decades of his life he devoted himself to the upbringing of his beloved daughter Maria, and to creating the idyllic surroundings for them to live in at Yasnaya Polyana which would in turn become instrumental to his grandson’s creativity. Volkonsky left one reminder of his military posting in the far north: he built a summer cottage on the banks of the Voronka river, near to Yasnaya Polyana, and named it ‘Grumant’. This was the Russian name at that time for Spitsbergen. Volkonsky was governor of Arkhangelsk, the gateway to the Arctic, and also of Spitsbergen, which had originally been discovered by fishermen and hunters from the area near Arkhangelsk. A village grew up around Volkonsky’s cottage which was also called Grumant, but the local peasants, for whom this was a very odd-sounding name, renamed it Ugryumy (‘Gloomy’). Tolstoy came here as a boy to fish in the pond.31